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Basic Question 1 of 1
After thoroughly investigating the member, Beatrice Arnold decides that the best course of action is to impose disciplinary sanctions. Which sequence best describes a possible outcome of this event?
A. Member accepts sanction > Attends hearing before panel of CFA Institute members > Member is condemned by peers.
B. Member rejects sanction > Attends hearing before panel of CFA Institute members > Panel decides, upon review, that no disciplinary actions are necessary.
C. Member rejects sanction > Designated officer issues a cautionary letter.
User Contributed Comments 16
| User | Comment |
|---|---|
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| dineshirtt | piece of cake |
| hussein1978 | why said hearing before panel of cfa inst members ??? |
| sauresh | easy |
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| ABHAYGUPTA | HY FRIENDS |
| Inaganti6 | None of the questions willbe this easy. |
I am happy to say that I passed! Your study notes certainly helped prepare me for what was the most difficult exam I had ever taken.
Andrea Schildbach
Learning Outcome Statements
describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards
CFA® 2024 Level I Curriculum, Volume 6, Module 2.