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Basic Question 3 of 3
True or false? For investment professionals, ethical behavior is all about following laws, regulations, and other rules.
User Contributed Comments 6
| User | Comment |
|---|---|
| angelortiz | That's completely false |
| pigletin | disagree. Laws should b the bottom line?if there are no laws to follow?then every decision you make is base on your own moral judgement. |
| Melssz | Yes Pigletin, but it is not ALL about laws, it is also about doing what is right even when there are no laws to force you doing the right thing |
| jmliguori | Are these similar to what is on the exam because they seem pretty straightforward? |
| zeynul | I totally agree with Melssz. |
| 923029 | Melssz is correct. Rules and laws have to be obeyed. A CFA must practice the highest conduct and actions. |
I am using your study notes and I know of at least 5 other friends of mine who used it and passed the exam last Dec. Keep up your great work!
Barnes
Learning Outcome Statements
explain ethics
CFA® 2025 Level I Curriculum, Volume 6, Module 1.