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Basic Question 1 of 6

CFA Institute's Standards of Professional Conduct prohibit CFA charterholders from making statements misrepresenting their qualifications, their firms' services, or the expected performance of any investment. These Standards are intended to apply to ______.

I. oral representations
II. written statements
III. advertising

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Martin Rockenfeldt

Martin Rockenfeldt

Learning Outcome Statements

demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity

recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct

identify conduct that conforms to the Code and Standards and conduct that violates the Code and Standards

CFA® 2025 Level I Curriculum, Volume 6, Module 3.