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Basic Question 14 of 15
Which of the following are appropriate procedures for handling insider information inside a firm?
II. monitoring employee trading when in possession of sensitive information
III. limiting the number of employees with access to this information
I. controlling information flow between departments
II. monitoring employee trading when in possession of sensitive information
III. limiting the number of employees with access to this information
User Contributed Comments 1
| User | Comment |
|---|---|
| raffrobb | I picked I.-Control flow- since not given the choice of multiple answers. |
Your review questions and global ranking system were so helpful.
Lina
Learning Outcome Statements
demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity
recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
identify conduct that conforms to the Code and Standards and conduct that violates the Code and Standards
CFA® 2024 Level I Curriculum, Volume 6, Module 3.