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Basic Question 6 of 6
Which of the following statements about fair dealing is the LEAST ACCURATE? The standard related to Fair Dealing ______.
B. imposes a duty with respect to both clients and prospective clients
C. pertains to both investment recommendations and investment actions
A. states that members should treat all clients equally
B. imposes a duty with respect to both clients and prospective clients
C. pertains to both investment recommendations and investment actions
User Contributed Comments 4
| User | Comment |
|---|---|
| tbg091789 | fairly > equally |
| msk500 | That was easy. |
| guest | found it tricky. thanks tbg for pointing out fairly > equally = two different words |
| sshetty2 | I would think equally > fairly... equally is just not possible as stated in the LOS review |
I was very pleased with your notes and question bank. I especially like the mock exams because it helped to pull everything together.
Martin Rockenfeldt
Learning Outcome Statements
demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity
recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
identify conduct that conforms to the Code and Standards and conduct that violates the Code and Standards
CFA® 2024 Level I Curriculum, Volume 6, Module 3.