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Basic Question 5 of 5
Which one of the following is not a basic consideration necessary in applying the "Suitability" standard?
B. considering the needs and circumstances of clients
C. considering simultaneous recommendations to all clients
A. considering the basic characteristics of the portfolio/investments
B. considering the needs and circumstances of clients
C. considering simultaneous recommendations to all clients
User Contributed Comments 4
| User | Comment |
|---|---|
| Chitu | Standard II (C) focuses on kyc, explaining the characteristics of the investment ot the client and the composition of the portfolio |
| TammTamm | As long as the question is read carefully, the answer is obvious. |
| majesty | C is Standard III B. Fair Dealing |
| Shaan23 | Majest NO. Simultaneous dissimenation ---- NOT simultaneous recommendation and that does pertain to Fair Dealing....really two mistakes. |
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Learning Outcome Statements
demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity
recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
identify conduct that conforms to the Code and Standards and conduct that violates the Code and Standards
CFA® 2024 Level I Curriculum, Volume 6, Module 3.