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Basic Question 2 of 4
The main purpose and scope of Standard VI (B) Priority of Transactions is to make sure that members do not ______.
B. give preferential treatment to larger clients
C. benefit themselves ahead of their customers or employers
A. disseminate investment recommendations to larger clients ahead of smaller clients
B. give preferential treatment to larger clients
C. benefit themselves ahead of their customers or employers
User Contributed Comments 6
| User | Comment |
|---|---|
| danlan2 | A and B are for Fair Dealing. |
| sunilcfa | How? fair dealing requires equal opportunity to all clients |
| sunilcfa | oh got it :) |
| Oarona | tricky |
| viruss | yes I think the problem in the exam will be the distinction between several substandards that are linked but different according to standard related ... fair dealing vs priority of transaction ; etc. |
| tybe0012 | Don't be a self iinterested **** |
Your review questions and global ranking system were so helpful.
Lina
Learning Outcome Statements
demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity
recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
identify conduct that conforms to the Code and Standards and conduct that violates the Code and Standards
CFA® 2024 Level I Curriculum, Volume 6, Module 3.