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Basic Question 4 of 4
Andrew Funk is enrolled as a candidate in the CFA examination program. He works as an assistant for A-Plus Investments (AI). Funk sees AI's purchase list and purchases several of the recommended stocks. Funk least likely violates the CFA Institute Standard relating to ______.
B. Priority of Transactions
C. Diligence and Reasonable Care
A. Loyalty to Employer
B. Priority of Transactions
C. Diligence and Reasonable Care
User Contributed Comments 2
| User | Comment |
|---|---|
| davidkhang | Tricky... Tricky... |
| isalya | Hate these least or more likely questions. |
I was very pleased with your notes and question bank. I especially like the mock exams because it helped to pull everything together.
Martin Rockenfeldt
Learning Outcome Statements
demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity
recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
identify conduct that conforms to the Code and Standards and conduct that violates the Code and Standards
CFA® 2024 Level I Curriculum, Volume 6, Module 3.