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Basic Question 2 of 4
The main purpose and scope of Standard VI (B) Priority of Transactions is to make sure that members do not ______.
B. give preferential treatment to larger clients
C. benefit themselves ahead of their customers or employers
A. disseminate investment recommendations to larger clients ahead of smaller clients
B. give preferential treatment to larger clients
C. benefit themselves ahead of their customers or employers
User Contributed Comments 6
| User | Comment |
|---|---|
| danlan2 | A and B are for Fair Dealing. |
| sunilcfa | How? fair dealing requires equal opportunity to all clients |
| sunilcfa | oh got it :) |
| Oarona | tricky |
| viruss | yes I think the problem in the exam will be the distinction between several substandards that are linked but different according to standard related ... fair dealing vs priority of transaction ; etc. |
| tybe0012 | Don't be a self iinterested **** |
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Martin Rockenfeldt
Learning Outcome Statements
demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations;
recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.
CFA® 2026 Level II Curriculum, Volume 6, Module 44.