Why should I choose AnalystNotes?
AnalystNotes specializes in helping candidates pass. Period.
Basic Question 4 of 7
Harold Dole is a CFA Institute member acting in an advisory role to a prospective client. Under which circumstances should he disclose information about the client?
B. The information concerns illegal activities on the part of the client.
C. The information is believed to be untrue and is therefore not confidential.
A. The information disclosed could potentially harm another client.
B. The information concerns illegal activities on the part of the client.
C. The information is believed to be untrue and is therefore not confidential.
User Contributed Comments 0
You need to log in first to add your comment.
I was very pleased with your notes and question bank. I especially like the mock exams because it helped to pull everything together.
Martin Rockenfeldt
Learning Outcome Statements
evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct;
explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
CFA® 2025 Level II Curriculum, Volume 6, Module 45.