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Basic Question 0 of 3
Ben Thomas is the investment advisor for Hannah Green, who informs Thomas that for the coming year she would like to donate $50,000 charitable organizations that help children. Thomas is also a director for Children's Benefit Worldwide (CBW), which is conducting a fund raising campaign to help bring clean drinking water to children in Africa. Thomas tells Henry Jackson - who is running the fund raising campaign - about Green's charitable plans and suggests that he contact her. Thomas does not reveal to Jackson the amount Green wants to donate. Which of the following is correct?
B. Thomas has violated client confidentiality whereas Jackson has not committed any violation.
C. Thomas has violated client confidentiality whereas Jackson has engaged in misconduct.
A. Thomas has not violated client confidentiality.
B. Thomas has violated client confidentiality whereas Jackson has not committed any violation.
C. Thomas has violated client confidentiality whereas Jackson has engaged in misconduct.
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I am happy to say that I passed! Your study notes certainly helped prepare me for what was the most difficult exam I had ever taken.
Andrea Schildbach
Learning Outcome Statements
explain multicollinearity and how it affects regression analysis.
CFA® 2025 Level II Curriculum, Volume 1, Module 3.