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- Topic: Any compliance people out there?
| Author | Topic: Any compliance people out there? |
|---|---|
| ctassoni @2015-06-05 20:57:01 |
Hi: I was wondering if anyone working in compliance had addressed the USA Patriot Act for an investment advisory firm? I am specifically interested in any kind of ongoing training being utilized for money laundering detection and prevention - videos, seminars, online training, etc. Any thoughts on this would be appreciated. |
CFA Discussion Topic: Any compliance people out there?
I passed! I did not get a chance to tell you before the exam - but your site was excellent. I will definitely take it next year for Level II.
