- CFA Exams
- Forums
- Study Lounge
- Topic: Ethics - disclosing Referral fee
| Author | Topic: Ethics - disclosing Referral fee |
|---|---|
| Fardeen @2019-07-16 21:55:47 |
How should referral fees be disclosed, orally or written? |
| charanya @2019-08-01 19:27:53 |
Read the Code and Standards, specifically Standard VI(C). If it says that the disclosure must be written, then it must be written. If it doesn’t say that it must be written, then the disclosure may be made verbally. |
| blueW @2019-08-02 00:01:21 |
Nothing is given about disclosure of Referral fees on curriculum. It just says one must informed to their clients about referral fees. |
| charanya @2019-08-11 23:34:39 |
And as I wrote, above: if it doesn't say that it must be written |
CFA Discussion Topic: Ethics - disclosing Referral fee
I passed! I did not get a chance to tell you before the exam - but your site was excellent. I will definitely take it next year for Level II.
