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- Topic: Is this the violation of CFA code?
| Author | Topic: Is this the violation of CFA code? |
|---|---|
| pyoung1660 @2020-01-19 03:43:18 |
Would it be a violation of the code of ethics if a CFA charterholder who is a portfolio manager, decided to show clients a different time period of returns based on the current performance. So if for example the past 6 months was good for a clients account they would show performance for 6 months, but if the past 6 months was poor, but then the past month was good, they would show just one month performance instead? To me this is very unethical but I am wondering what others think. |
| jocuku @2020-01-21 22:16:45 |
We have a competitor that does this. I have never seen a CFA Charterholder at that firm. We have pointed out their moving timeframes to clients. They are always annoyed, |
